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Carlos Enrique Torres Aranda

Neuberger Berman Bd LLC

New York, NY

CRD 6898796

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-15
  • NY RA
    APPROVED
    Since 2022-04-15

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. New York NY 01/2018 03/2022
Bloomberg Lp New York NY 06/2014 01/2018
Neuberger Berman New York NY 03/2022 Present
  • 01/2018 → 03/2022
    Rbc Capital Markets, Llc.
    New York, NY
  • 06/2014 → 01/2018
    Bloomberg Lp
    New York, NY
  • 03/2022 → Present
    Neuberger Berman
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-03-27
  • S63 Uniform Securities Agent State Law Examination
    2018-03-27
Designations
  • Chartered Financial Analyst
Other Names
  • Carlos Enrique Torres
  • Carlos Enrique Torres Aranda

View on SEC IAPD

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