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Barbara Anne Barletta

Ameriprise Financial Services, LLC

Garden City, NY

New York, NY

New Rochelle, NY

CRD 3183467

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-16
TX RA APPROVED_RES 2018-06-05
  • NY RA
    APPROVED
    Since 2021-05-16
  • TX RA
    APPROVED_RES
    Since 2018-06-05

Branch Locations

1001 Franklin Ave Ste 302, Garden City, NY 11530 • United States

530 5Th Ave 10Th Floor, New York, NY 10036 • United States

New Rochelle, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Garden City NY 06/2009 05/2018
Ameriprise Financial Services, Inc. Mitchel Field NY 05/2018 03/2020
Ameriprise Financial Services, Llc Garden City NY 03/2020 Present
  • 06/2009 → 05/2018
    Morgan Stanley Smith Barney Llc
    Garden City, NY
  • 05/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Mitchel Field, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Garden City, NY
Previous Registrations
  • 2014-03-04 → 2018-05-29
    Morgan Stanley
    Garden City, NY
  • 2001-10-31 → 2003-12-31
    Fsc Securities Corporation
    Bayside, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-30
  • S66 Uniform Combined State Law Examination
    2001-07-30
Other Names
  • Barbara Anne Faden

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

TIMOTHY J TASSO
DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY

More in Garden City, NY

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