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Peter Michael Loukis

Ubs Financial Services Inc.

Northbrook, IL

Chicago, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-07-16
  • IL RA
    APPROVED
    Since 2019-07-16

Branch Locations

5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Missouri Columbia MO 06/2013 06/2017
Resource Financial Group Wilmette IL 06/2017 08/2017
University Of Missouri Columbia MO 08/2017 01/2018
Td Ameritrade St. Louis MO 01/2018 04/2019
Biggies Enterprise Morton Grove IL 01/2013 08/2017
Ubs Financial Services Inc Chicago IL 04/2019 Present
  • 06/2013 → 06/2017
    University Of Missouri
    Columbia, MO
  • 06/2017 → 08/2017
    Resource Financial Group
    Wilmette, IL
  • 08/2017 → 01/2018
    University Of Missouri
    Columbia, MO
  • 01/2018 → 04/2019
    Td Ameritrade
    St. Louis, MO
  • 01/2013 → 08/2017
    Biggies Enterprise
    Morton Grove, IL
  • 04/2019 → Present
    Ubs Financial Services Inc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-16
S63 Uniform Securities Agent State Law Examination 2018-07-20
  • S66 Uniform Combined State Law Examination
    2019-07-16
  • S63 Uniform Securities Agent State Law Examination
    2018-07-20
Other Names
  • Peter Michael Loukis
  • Peter Loukis

View on SEC IAPD

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Other Investors

KEVIN J TAALMAN
BRIAN ADAM ROSEN
MATTHEW S MEYER
YAKOV MOSHE BAYLIS
WENDY FELICIA JACOBSON-ROSEN
WALTER WALEED COSMO
Charles Louis Rosen
JAY MICHAEL RUBINSTEIN

Other Offices

ALLSTATE FINANCIAL ADVISORS, LLC · Northbrook, IL
RITHOLTZ WEALTH MANAGEMENT · Northbrook, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
DDS INVESTMENT MANAGEMENT, INC. · NORTHBROOK, IL
LPL ENTERPRISE, LLC · NORTHBROOK, IL
SHARP CIRCLE CONSULTING, LLC · NORTHBROOK, IL
OSAIC WEALTH, INC. · NORTHBROOK, IL
E. A. HORWITZ LLC · DEERFIELD, IL

More in Northbrook, IL

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