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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morris Hospital And Healthcare Centers | Morris | IL | 06/2011 | 01/2019 |
| Advantage Realty, Inc | Morris | IL | 06/2017 | 12/2017 |
| Highpoint Planning Partners/Lpl | Downers Grove | IL | 02/2018 | 01/2019 |
| Jp Morgan Chase Bank, N.A. | Channahon | IL | 01/2019 | 06/2021 |
| Morris Hospital And Healthcare Centers | Morris | IL | 09/2019 | 12/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | La Grange | IL | 06/2021 | 11/2021 |
| Bank Of America, N.A. | La Grange | IL | 08/2021 | 11/2021 |
| Midland States Bank | Bourbonnais | IL | 11/2021 | Present |
| Raymond James Financial Services, Inc | Effingham | IL | 12/2021 | Present |
| Raymond James Financial Services Advisors, Inc | Effingham | IL | 12/2021 | Present |
(1)Name of Business: Grundy County Democratic Central Committee Address: 500 North Shabbona Street, Coal City, IL, 60416, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 05/03/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Illinois Democratic County Chairs Association Address: 500 North Shabbona Street, Coal City, IL, 60416, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 05/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: Joliet Junior College Address: 1215 Houbolt Road, Joliet, IL, 60431, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 08/02/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4) Name of Business: Midland Wealth Management Address: 576 William R Latham Sr Dr, Bourbonnais, IL, 60914-2320, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/23/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I work for Midland Wealth Management which contracts with Raymond James
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-21 |
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