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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-01 |
| CO | RA | APPROVED | 2023-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Denver | CO | 04/2023 | Present |
| Edward Jones | Steamboat Springs | CO | 01/2018 | 04/2023 |
| Low Country Kitchen | Steamboat Springs | CO | 07/2014 | 06/2018 |
| Sheraton | Steamboat Springs | CO | 12/2022 | Present |
SUNSET VALLEY MEATS LLC; NOT INV. RELATED; HAYDEN, CO; CO-OWNER; RAISE CATTLE & SELL BEEF; START DATE 1/2018; 20 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: RAISE CATTLE & SELL BEEF TO CUSTOMERS. SHERATON STEAMBOAT RESORT VILLAS; NOT INV. RELATED; STEAMBOAT SPRINGS, CO; ACTIVITIES AGENT; RESORT; START DATE 12/12/2022; 9 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: PROVIDE GUEST WTIH GAME AND CRAFTS IN THE ACTIVITY ROOM. RENTAL PROPERTY; INV. RELATED; HAYDEN, CO; OWNER; START DATE 7/1/2019; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. RENTAL PROPERTY; INV. RELATED; HAYDEN, CO; OWNER; START DATE 5/1/2021; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. RED ROOF FARMHOUSE LLC; NOT INV. RELATED; HAYDEN, CO; CO-OWNER; OWNING FARM PROPERTY; START DATE 7/15/2024; 1 HOUR PER MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-28 |
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