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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Clemente | CA | 08/2015 | 12/2019 |
| Wells Fargo Clearing Services Llc | San Clemente | CA | 01/2018 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntington Beach | CA | 12/2019 | 06/2021 |
| Bank Of America, N.A. | Huntington Beach | CA | 12/2019 | 12/2021 |
| U.S. Bancorp Advisors, Llc | Tustin | CA | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-16 |
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