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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-29 |
| VA | RA | APPROVED | 2019-06-10 |
Branch Locations
2011 Evelyn Byrd Ave, Harrisonburg, VA 22801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Harrisonburg | VA | 01/2018 | 06/2018 |
| Grand Home Furnishings | Harrisonburg | VA | 09/2016 | 01/2018 |
| Kohl's Departement Stores | Harrisonburg | VA | 06/2016 | 09/2016 |
| Lighthorse Farm | Linville | VA | 05/2015 | Present |
| Wells Fargo Clearing Services, Llc | Harrisonburg | VA | 06/2018 | Present |
INDEPENDENT RIDING LESSONS, NOT INV RELATED, FULKS RUN, VA, INSTRUCTOR, START 7/14/2020, 3 HOURS PER MONTH, ZERO DURING TRADING, TEACKING HORSEBACK RIDING. REDBUBBLE SHOP; NOT INVESTMENT RELATED; FULKS RUN,VA; ARTIST; START DATE 01/25/2021; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; SELLING ART ONLINE. PALE HOLLOW FARM, LLC, NOT INVT RELATED, FULKS RUN, VA, 100% OWNERSHIP WITH SPOUSE, START DATE 6/29/2021, 40 HRS PER MONTH, 0 HRS DURING TRADING, TRAINING, CARING FOR AND MARKETING HORSES. FEAR FOREST - HALLOWEEN SCARE ATTRACTION ; NOT INV RELATED; HARRISONBURG, VA ; ACTOR ; START DATE: 09/21/2025; 26 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-10 |
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