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Javier Eduardo Lopez

J.P. Morgan Securities LLC

La Puente, CA

El Monte, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-09
  • CA RA
    APPROVED
    Since 2023-10-09

Branch Locations

925 N. Hacienda Blvd., La Puente, CA 91744 • United States

4749 Santa Anita Ave, El Monte, CA 91731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. El Monte  CA 03/2015 Present
J.P. Morgan Securities Llc El Monte CA 12/2017 Present
Circle K El Monte CA 02/2021 01/2023
  • 03/2015 → Present
    Jpmorgan Chase Bank, N.A.
    El Monte , CA
  • 12/2017 → Present
    J.P. Morgan Securities Llc
    El Monte , CA
  • 02/2021 → 01/2023
    Circle K
    El Monte, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
S63 Uniform Securities Agent State Law Examination 2018-03-08
  • S66 Uniform Combined State Law Examination
    2023-10-02
  • S63 Uniform Securities Agent State Law Examination
    2018-03-08
Other Names
  • Javier E Lopez

View on SEC IAPD

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