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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14

Branch Locations

1031 S Glendora Ave, West Covina, CA 91790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Long Beach CA 05/2019 12/2022
Jpmorgan Chase Bank, N.A. Long Beach CA 05/2019 12/2022
Securities America Inc. West Covina CA 12/2018 05/2019
Fox Sports Los Angeles CA 07/2013 11/2018
Securities America, Inc. West Covina CA 01/2023 06/2024
Securities America Advisors West Covina CA 01/2023 06/2024
Osaic Wealth, Inc. West Covina CA 06/2024 Present
  • 05/2019 → 12/2022
    Jpmorgan Securities Llc
    Long Beach, CA
  • 05/2019 → 12/2022
    Jpmorgan Chase Bank, N.A.
    Long Beach, CA
  • 12/2018 → 05/2019
    Securities America Inc.
    West Covina, CA
  • 07/2013 → 11/2018
    Fox Sports
    Los Angeles, CA
  • 01/2023 → 06/2024
    Securities America, Inc.
    West Covina, CA
  • 01/2023 → 06/2024
    Securities America Advisors
    West Covina, CA
  • 06/2024 → Present
    West Covina, CA
Previous Registrations
  • 2023-01-24 → 2024-06-14
    Securities America Advisors, Inc.
    West Covina, CA
  • 2019-10-28 → 2023-01-24
    Long Beach, CA
Other Businesses

1. TYLER WONG POSITION: Owner/Operator NATURE: Financial planning Financial advising Assisting clients reach financial goals INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 120 START DATE: 01/17/2023 ADDRESS: 1031 S Glendora Ave, West Covina CA 91790 DESCRIPTION: Financial planning Financial advising 2. CA PUBLIC NOTARY POSITION: CA Public Notary NATURE: Public Notary INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/24/2023 ADDRESS: 1031 S Glendora Ave, West Covina CA 91790 DESCRIPTION: Notarize documents and forms 3. TYLER WONG POSITION: Owner/Operator NATURE: Sole proprietorship Licensed Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/17/2023 ADDRESS: 1031 S Glendora Ave, West Covina CA 91790, United States DESCRIPTION: Term Life Insurance to clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-11
  • S66 Uniform Combined State Law Examination
    2019-10-11
Designations
Other Names
  • Tyler Wong
  • Tyler J Wong
  • Tyler Jonathan Wong

View on SEC IAPD

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