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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Long Beach | CA | 05/2019 | 12/2022 |
| Jpmorgan Chase Bank, N.A. | Long Beach | CA | 05/2019 | 12/2022 |
| Securities America Inc. | West Covina | CA | 12/2018 | 05/2019 |
| Fox Sports | Los Angeles | CA | 07/2013 | 11/2018 |
| Securities America, Inc. | West Covina | CA | 01/2023 | 06/2024 |
| Securities America Advisors | West Covina | CA | 01/2023 | 06/2024 |
| Osaic Wealth, Inc. | West Covina | CA | 06/2024 | Present |
1. TYLER WONG POSITION: Owner/Operator NATURE: Financial planning Financial advising Assisting clients reach financial goals INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 120 START DATE: 01/17/2023 ADDRESS: 1031 S Glendora Ave, West Covina CA 91790 DESCRIPTION: Financial planning Financial advising 2. CA PUBLIC NOTARY POSITION: CA Public Notary NATURE: Public Notary INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 03/24/2023 ADDRESS: 1031 S Glendora Ave, West Covina CA 91790 DESCRIPTION: Notarize documents and forms 3. TYLER WONG POSITION: Owner/Operator NATURE: Sole proprietorship Licensed Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/17/2023 ADDRESS: 1031 S Glendora Ave, West Covina CA 91790, United States DESCRIPTION: Term Life Insurance to clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-11 |
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