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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-30 |
| CA | RA | APPROVED | 2023-03-03 |
Branch Locations
115 W Foothill Blvd, Glendora, CA 91741 • United States
1520 E Amar Rd, West Covina, CA 91792 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Covina | CA | 12/2022 | Present |
| Bank Of America N.A. | West Covina | CA | 12/2022 | Present |
| T-Mobile Usa | Rowland Heights | CA | 05/2009 | 08/2022 |
| Unemployed | Whittier | CA | 08/2022 | 11/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-07 |
| S65 | Uniform Investment Adviser Law Examination | 2022-09-12 |
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