Austin Francis Chow

Rbc Rochdale, LLC

San Francisco, CA

CRD 6895482

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Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-07
CA	RA	APPROVED	2020-01-27

TX RA
APPROVED

Since 2025-02-07
CA RA
APPROVED

Since 2020-01-27

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

455 Market Street Suite 2070, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City National Rochdale	San Francisco	CA	12/2017	Present
Beacon Pointe Advisors	Newport Beach	CA	09/2015	11/2017

12/2017 → Present

City National Rochdale

San Francisco, CA
09/2015 → 11/2017

Beacon Pointe Advisors

Newport Beach, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-01-10

S63 Uniform Securities Agent State Law Examination

2020-01-10

Designations

Chartered Financial Analyst

Other Names

Austin Chow

View on SEC IAPD

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