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Caroline Grace Fogarty

Charles Schwab & Co., Inc.

Mckinney, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-15
  • TX RA
    APPROVED
    Since 2022-11-15

Branch Locations

2775 S. Central Expwy Suite 140, Mckinney, TX 75070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Orlando FL 06/2021 08/2021
Greater Houston Pool Management Houston TX 05/2015 09/2017
Stacked Ice Cream Sugar Land TX 05/2017 08/2017
Student Houston TX 09/2017 07/2019
Charles Schwab & Co., Inc Mckinney TX 01/2022 Present
Keva Juice Lubbock TX 08/2019 01/2022
  • 06/2021 → 08/2021
    Charles Schwab & Co., Inc
    Orlando, FL
  • 05/2015 → 09/2017
    Greater Houston Pool Management
    Houston, TX
  • 05/2017 → 08/2017
    Stacked Ice Cream
    Sugar Land, TX
  • 09/2017 → 07/2019
    Student
    Houston, TX
  • 01/2022 → Present
    Charles Schwab & Co., Inc
    Mckinney, TX
  • 08/2019 → 01/2022
    Keva Juice
    Lubbock, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-14
  • S66 Uniform Combined State Law Examination
    2022-11-14
Designations

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · McKinney, TX
CETERA INVESTMENT ADVISERS LLC · MCKINNEY, TX
EDWARD JONES · MCKINNEY, TX
CETERA INVESTMENT ADVISERS LLC · MCKINNEY, TX
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MCKINNEY, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MCKINNEY, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · McKinney, TX
LPL FINANCIAL LLC · MCKINNEY, TX

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