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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-15
RI RA APPROVED 2018-06-13
  • TX RA
    APPROVED
    Since 2018-06-15
  • RI RA
    APPROVED
    Since 2018-06-13

Branch Locations

7 Brown And Howard Wharf, Newport, RI 02840 • United States

Milton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Middletown RI 03/2018 Present
Northwestern Mutual Boston MA 01/2018 02/2018
Depuy Synthes Boston MA 04/2006 01/2018
Other Businesses

PHATS PROPERTY COMPANY LLC, INV RELATED, NEWPORT, RI, 20% OWNERSHIP WITH SPOUSE, START 3/5/2018, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, LLC FOR FAMILY PROPERTIES SILENT PARTNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-13
  • S66 Uniform Combined State Law Examination
    2018-06-13
Other Names
  • Gregory P Fater
  • Gregory Fater

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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