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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-15 |
| RI | RA | APPROVED | 2018-06-13 |
Branch Locations
7 Brown And Howard Wharf, Newport, RI 02840 • United States
Milton, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Middletown | RI | 03/2018 | Present |
| Northwestern Mutual | Boston | MA | 01/2018 | 02/2018 |
| Depuy Synthes | Boston | MA | 04/2006 | 01/2018 |
PHATS PROPERTY COMPANY LLC, INV RELATED, NEWPORT, RI, 20% OWNERSHIP WITH SPOUSE, START 3/5/2018, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, LLC FOR FAMILY PROPERTIES SILENT PARTNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-13 |
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