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Brian D O'COnnell

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-27
  • NY RA
    APPROVED
    Since 2024-03-27

Branch Locations

Rock Center, 1230 Avenue Of Americas, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Bank New York NY 03/2015 07/2023
First Republic Securities Company, Llc New York NY 12/2017 10/2023
J.P. Morgan Securities Llc New York NY 09/2023 Present
Jp Morgan Chase Bank, N.A. New York NY 10/2023 Present
  • 03/2015 → 07/2023
    First Republic Bank
    New York, NY
  • 12/2017 → 10/2023
    First Republic Securities Company, Llc
    New York, NY
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2023 → Present
    Jp Morgan Chase Bank, N.A.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-18
S63 Uniform Securities Agent State Law Examination 2018-06-05
  • S65 Uniform Investment Adviser Law Examination
    2024-03-18
  • S63 Uniform Securities Agent State Law Examination
    2018-06-05
Other Names
  • Brian O'COnnell
  • Brian D O'COnnell
  • Brian Daniel O'COnnell
  • Brian Daniel O'COnnell

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
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ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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