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Calvin Joe Ruiz

Bqs Financial Advisors, LLC

New York, NY

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Current Employers
Bqs Financial Advisors, Llc

575 Fifth Avenue 14Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-06
  • AZ RA
    APPROVED
    Since 2026-02-06

Branch Locations

575 Fifth Avenue 14Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Howard's Appliances La Habra CA 04/2005 11/2017
Mutual Of America Securities Llc Phoenix AZ 11/2017 04/2025
Mutual Of America Securities Llc Phoenix AZ 01/2022 04/2025
Bqs Financial Advisors, Llc New York NY 05/2025 Present
Bqs Financial Advisors, Llc New York NY 01/2026 Present
  • 04/2005 → 11/2017
    Howard's Appliances
    La Habra, CA
  • 11/2017 → 04/2025
    Mutual Of America Securities Llc
    Phoenix, AZ
  • 01/2022 → 04/2025
    Mutual Of America Securities Llc
    Phoenix, AZ
  • 05/2025 → Present
    Bqs Financial Advisors, Llc
    New York, NY
  • 01/2026 → Present
    Bqs Financial Advisors, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-09
S63 Uniform Securities Agent State Law Examination 2018-01-11
  • S65 Uniform Investment Adviser Law Examination
    2026-01-09
  • S63 Uniform Securities Agent State Law Examination
    2018-01-11
Other Names
  • Calvin Ruiz

View on SEC IAPD

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