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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-22
LA RA APPROVED 2018-08-09
  • TX RA
    APPROVED
    Since 2026-07-22
  • LA RA
    APPROVED
    Since 2018-08-09

Branch Locations

1245 West Causeway Approach, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trey Yuen Cuisine Of China Mandeville LA 04/2008 11/2017
Becker Suffern Mclanahan Ltd Mandeville LA 06/2017 03/2026
Prospera Financial Services Inc. Dallas TX 04/2026 Present
  • 04/2008 → 11/2017
    Trey Yuen Cuisine Of China
    Mandeville, LA
  • 06/2017 → 03/2026
    Becker Suffern Mclanahan Ltd
    Mandeville, LA
  • 04/2026 → Present
    Dallas, TX
Other Businesses

Mr. Suffern is an Inactive Owner of Sevin Investments, LLC located at 1245 West Causeaway Approach, Mandeville, LA 70471. This business is not investment related spending 1-9% of his of weekly time non during market hours. No compensation at this time. New Orleans Estate Planning Council; Investment Related - Yes; P.O. Box 750357, New Orleans, LA 70175; Estate Planning; Member; 08/2025; 1 Hour per Month; 1 Hour During Trading Hours; Council provides educational and networking opportunities for professionals involved in the practice of estate planning. Northshore Estate Planning Council; Investment Related - Yes; 189 Greenbriar Blvd, Suite B, Covington, LA 70433; Estate Planning; Vice President; 07/2026; 3 Hours per Month; 1 During Trading Hours; Board Member will attend educational/networking seminars. Becker Suffern McLanahan, Ltd.; Investment Related - Yes; 1245 West Causeway Approach, Mandeville, LA 70471; DBA: Financial Advisor; 04/2026; 160 Hours Per Month; 160 During Trading Hours; Providing financial planning and investment-related services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-08
  • S66 Uniform Combined State Law Examination
    2018-08-08
Designations
Other Names
  • Trey Suffern

View on SEC IAPD

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