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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-04
  • NY RA
    APPROVED
    Since 2024-03-04

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 01/2018 Present
Virgo Investment New York NY 09/2017 12/2017
Self-Employed New York NY 04/2016 08/2017
  • 01/2018 → Present
    Purchase, NY
  • 09/2017 → 12/2017
    Virgo Investment
    New York, NY
  • 04/2016 → 08/2017
    Self-Employed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-02
  • S66 Uniform Combined State Law Examination
    2024-03-02
Other Names
  • Kate Megna

View on SEC IAPD

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