Kishor Kumar

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-03-09
NJ	RA	APPROVED	2015-03-06

TX RA
APPROVED

Since 2015-03-09
NJ RA
APPROVED

Since 2015-03-06

Branch Locations

15 Independence Boulevard 1St Floor, Warren, NJ 07059 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Warren	NJ	02/2015	Present
Morgan Stanley Private Bank, National Association	New York	NY	06/2015	Present

02/2015 → Present

Morgan Stanley

Warren, NJ
06/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2003-11-21 → 2015-02-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newark, NJ

Flemington, NJ

Bridgewater, NJ

Short Hills, NJ
2002-04-05 → 2003-06-27

Ubs Financial Services Inc.

Edison, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-31
S63	Uniform Securities Agent State Law Examination	1999-03-31

S66 Uniform Combined State Law Examination

2000-08-31
S63 Uniform Securities Agent State Law Examination

1999-03-31

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews