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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-23
IL RA APPROVED 2018-03-16
  • TX RA
    APPROVED
    Since 2018-05-23
  • IL RA
    APPROVED
    Since 2018-03-16

Branch Locations

525 Washington Blvd Ci Relationship Management, Jersey City, NJ 07310 • United States

River Grove, IL • United States

540 W Madison St Ci Relationship Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 04/2012 Present
Bank Of America, N.A. Rolling Meadows IL 04/2012 Present
Elmhurst College Elmhurst IL 08/2016 05/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-15
  • S66 Uniform Combined State Law Examination
    2018-03-15

View on SEC IAPD

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