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Current Employers
Ofg Financial Services, Inc.

120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-08
  • TX RA
    APPROVED
    Since 2018-01-08

Branch Locations

Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States

302 Holleman Drive East Suite 200, College Station, TX 77840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofg Financial Services, Inc. Topeka KS 12/2017 Present
Self-Employed Houston TX 07/2017 Present
E N Engineering Houston TX 07/2016 07/2017
  • 12/2017 → Present
    Topeka, KS
  • 07/2017 → Present
    Self-Employed
    Houston, TX
  • 07/2016 → 07/2017
    E N Engineering
    Houston, TX
Other Businesses

EXECUTIVE FINANCIAL-SELLING LIFE INSURANCE, LONG-TERM CARE, DISABILITY, LIFE, ACCIDENT, HEALTH INSURANCE-COMMISSIONS-5 TO 10 HOURS PER WEEK; JL Contracting, LLC -- Rebuilding/remodel homes damaged by Hurricane Harvey in Dickinson Texas - general contractor - no compensation - few hours monthly.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-05
S63 Uniform Securities Agent State Law Examination 2017-12-29
  • S65 Uniform Investment Adviser Law Examination
    2018-01-05
  • S63 Uniform Securities Agent State Law Examination
    2017-12-29

View on SEC IAPD

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