David Waters

Current Employers

Employment History

• 08/2017 → 12/2017
  City Of Manitou Springs
  Manitou Springs, CO
• 08/1996 → 11/2017
  Armed Forces
  Fort Campbell, KY
• 02/2018 → 09/2022
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2018 → 09/2022
  Northwestern Mutual Investment Services Llc
  Colorado Spgs, CO
• 04/2019 → 09/2022
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 09/2022 → Present
  Raymond James Financial Services, Inc.
  Colorado Springs, CO
• 03/2023 → Present
  Raymond James Financial Services Advisors, Inc
  Colorado Springs, CO
• 09/2022 → Present
  Sovereign Wealth Strategies Group
  Colorado Springs, CO

Other Businesses

(1)Name of Business: Address: 660 Southpointe Ct Ste 316, Colorado Springs, CO, 80906-3874, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Obtain quotes for clients and place life, disability or long term care insurance in force for clients when appropriate. (2)Name of Business: Sovereign Wealth Strategies Group Address: 660 Southpointe Ct Ste 316, Colorado Springs, CO, 80906-3874, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/29/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-03-20
• S63 Uniform Securities Agent State Law Examination
  2018-10-19

Other Names

• David Waters
• David Waters