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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
6900 I-40 West Suite 160, Amarillo, TX 79106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Amarillo | TX | 08/2016 | Present |
| The Haworth Company | Amarillo | TX | 06/2007 | Present |
| Self-Employed | New York | NY | 10/2016 | Present |
| Big Texan Starlight Ranch | Amarillo | TX | 06/2018 | 09/2018 |
| Jcpenney Corporate | Plano | TX | 08/2013 | 09/2016 |
| Voya Financial Advisors, Inc. | Amarillo | TX | 12/2017 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY:THE HAWORTH COMPANY; No; 6900 I-40 W STE 160; AMARILLO; TX; 79106; RENTAL PROPERTY; ASSISTANT PROPERTY MANAGER; 6/4/2007; 25; 0; PROPERTY MANAGEMENT & DEVELOPMENT| 2) NAME OF OTHER BUSINESS: THE HAWORTH COMPANY; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF ENTITY:S HAWORTH FREELANCE MODELING; No; 8008 BEDWELL; AMARILLO; TX; 79121; FREELANCE ACTING & MODELING; ACTOR/MODEL; 10/26/2016; 1; 0; ACTING & MODELING| 4) NAME OF ENTITY: Life Settlements; No; 6900 I-40 West, Suite 160; Amarillo; TX; 79106; Life Settlements; INDEPENDENT INSURANCE AGENT; 6/1/2019; 6; 6; Life Settlement Broker| 5) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6900 I-40 W STE 160; AMARILLO; TX; 79106; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 12/4/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-15 |
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