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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

6900 I-40 West Suite 160, Amarillo, TX 79106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Amarillo TX 08/2016 Present
The Haworth Company Amarillo TX 06/2007 Present
Self-Employed New York NY 10/2016 Present
Big Texan Starlight Ranch Amarillo TX 06/2018 09/2018
Jcpenney Corporate Plano TX 08/2013 09/2016
Voya Financial Advisors, Inc. Amarillo TX 12/2017 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2016 → Present
    Self-Employed
    Amarillo, TX
  • 06/2007 → Present
    The Haworth Company
    Amarillo, TX
  • 10/2016 → Present
    Self-Employed
    New York, NY
  • 06/2018 → 09/2018
    Big Texan Starlight Ranch
    Amarillo, TX
  • 08/2013 → 09/2016
    Jcpenney Corporate
    Plano, TX
  • 12/2017 → 06/2021
    Amarillo, TX
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY:THE HAWORTH COMPANY; No; 6900 I-40 W STE 160; AMARILLO; TX; 79106; RENTAL PROPERTY; ASSISTANT PROPERTY MANAGER; 6/4/2007; 25; 0; PROPERTY MANAGEMENT & DEVELOPMENT| 2) NAME OF OTHER BUSINESS: THE HAWORTH COMPANY; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF ENTITY:S HAWORTH FREELANCE MODELING; No; 8008 BEDWELL; AMARILLO; TX; 79121; FREELANCE ACTING & MODELING; ACTOR/MODEL; 10/26/2016; 1; 0; ACTING & MODELING| 4) NAME OF ENTITY: Life Settlements; No; 6900 I-40 West, Suite 160; Amarillo; TX; 79106; Life Settlements; INDEPENDENT INSURANCE AGENT; 6/1/2019; 6; 6; Life Settlement Broker| 5) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6900 I-40 W STE 160; AMARILLO; TX; 79106; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 12/4/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-15
  • S66 Uniform Combined State Law Examination
    2019-01-15

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