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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-08-22 |
| TX | RA | APPROVED | 2023-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Mt. Pleasant | SC | 08/2017 | 06/2018 |
| Men's Wearhouse | Columbia | SC | 07/2017 | 11/2018 |
| Krowne And Glory Clothing | Columbia | SC | 01/2016 | 08/2017 |
| Mml Investors Services, Llc | Columbia | SC | 05/2020 | 07/2020 |
| Massachusetts Mutual Life Insurance Co | Columbia | SC | 11/2018 | 06/2023 |
| Pruco Securities, Llc. | Charlotte | NC | 07/2020 | 07/2023 |
| Prudential Insurance Company Of America | Charlotte | NC | 07/2020 | 07/2023 |
| Prudential Insurance Company Of America | Charlotte | NC | 02/2018 | 06/2018 |
| Empire Barbell | Columbia | SC | 04/2021 | 10/2021 |
| Lowes | Mooresville | NC | 03/2021 | 04/2021 |
| Jpmorgan Chase Bank (Mi) | Columbia | SC | 07/2023 | Present |
| J.P. Morgan Securities Llc | Columbia | SC | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-02 |
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