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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| CA | RA | APPROVED | 2019-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 12/2017 | Present |
| Double R Trading Inc | City Of Industry | CA | 10/2016 | 12/2018 |
| Zico Beverage Llc, Coca Cola Subsidiary | El Segundo | CA | 03/2016 | 10/2016 |
| Bank Of America, N.A. | Pasadena | CA | 05/2019 | Present |
I*901268 For profit or not for profit: Entity For Profit Name of outside business organization: XXXX KATE COURT LLC Investment related: No Address of business: WEST COVINA, California, 91792 Position, title, association: General Partner/Managing Member Start date of relationship: 12/1/2022 Number of hours devoted: 2 hrs Monthly Number of hours devoted during trading hours: 0 Duties: Hold rental property for liability purpose. I*: 2680272 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: WEST COVINA, CA 91792 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 09/01/2025 Number of Hours: 100 hrs annually Number of Hours during trading: 0 Duties: Sole owner/ rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-07 |
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