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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-25 |
Branch Locations
4724 13Th Ave., At 48Th Street, Brooklyn, NY 11219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brooklyn College | Brooklyn | NY | 01/2015 | 06/2019 |
| Uber | Brooklyn | NY | 08/2015 | 02/2017 |
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 02/2017 | Present |
| Jpmorgan Securities Llc | Brooklyn | NY | 11/2017 | 08/2022 |
| J.P. Morgan Securities Llc | Brooklyn | NY | 01/2025 | Present |
| Flatiron Transit Llc | Brooklyn | NY | 12/2016 | 02/2017 |
| Rental Property | Rosedale | NY | 05/2021 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-22 |
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