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Bonnie L Brockett

Morgan Stanley

Peoria, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-06
IL RA APPROVED 2024-02-24
  • TX RA
    APPROVED
    Since 2024-03-06
  • IL RA
    APPROVED
    Since 2024-02-24

Branch Locations

211 Fulton Street Suite 500A, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Peoria IL 04/2022 Present
David Vaughan Investments Peoria IL 07/2021 03/2022
Wells Fargo Peoria IL 11/2017 06/2021
Multi-Ad Services Peoria IL 01/1994 06/2017
Unemployed Pekin IL 06/2017 11/2017
  • 04/2022 → Present
    Morgan Stanley
    Peoria, IL
  • 07/2021 → 03/2022
    David Vaughan Investments
    Peoria, IL
  • 11/2017 → 06/2021
    Wells Fargo
    Peoria, IL
  • 01/1994 → 06/2017
    Multi-Ad Services
    Peoria, IL
  • 06/2017 → 11/2017
    Unemployed
    Pekin, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-24
S63 Uniform Securities Agent State Law Examination 2023-10-16
  • S65 Uniform Investment Adviser Law Examination
    2024-02-24
  • S63 Uniform Securities Agent State Law Examination
    2023-10-16
Other Names
  • Bonnie Lynn Brockett
  • Bonnie Lynn Johnson
  • Bonnie Lynn Zentko

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
LPL FINANCIAL LLC
REATHERFORD WEALTH MANAGEMENT LLC
OSAIC WEALTH, INC.
GUARDIAN WEALTH MANAGEMENT INC.
KESTRA ADVISORY SERVICES, LLC
MML INVESTORS SERVICES, LLC

Other Investors

ELIZABETH KARON MILLER
William Cohen
CAROLYN G DAVIS
Kory V Barlow
TAMARA L THOMPSON
MARY JO MOEHLENHOF
Mark ALLAN Robben
BRIAN T ABRAHAM

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
REATHERFORD WEALTH MANAGEMENT LLC · PEORIA, IL
OSAIC WEALTH, INC. · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL
KESTRA ADVISORY SERVICES, LLC · Peoria, IL

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