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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-11-15
  • CT RA
    APPROVED
    Since 2019-11-15

Branch Locations

45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States

Rocky Hill, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Warwick RI 01/2018 07/2018
Aetna Hartford CT 06/2011 06/2018
Pruco Securities, Llc South Windsor CT 07/2018 11/2019
The Prudential Insurance Company Of America South Windsor CT 08/2018 11/2019
Massmutual Glastonbury CT 11/2019 Present
Mml Investors Services Glastonbury CT 11/2019 Present
  • 01/2018 → 07/2018
    Sii
    Warwick, RI
  • 06/2011 → 06/2018
    Aetna
    Hartford, CT
  • 07/2018 → 11/2019
    South Windsor, CT
  • 08/2018 → 11/2019
    The Prudential Insurance Company Of America
    South Windsor, CT
  • 11/2019 → Present
    Massmutual
    Glastonbury, CT
  • 11/2019 → Present
    Mml Investors Services
    Glastonbury, CT
Previous Registrations
  • 2018-08-28 → 2019-11-22
    Shelton, CT
    Glastonbury, CT
  • 2018-03-15 → 2018-07-30
    Signator Investors, Inc.
    Rocky Hill, CT
    Warwick, RI
Other Businesses

1)NAME:DHILAN SHAH, INV REL:Y ADDR:45 GLASTONBURY BLVD 1ST FLR GLASTONBURY CT 06033 NATURE: OUTSIDE INSURANCE SALES POSITION:AGENT START:1/2/2020 NO HRS/MO:5 NO HRS/MO DUR TRADING:5 DESCRIBE DUTIES: LIFE INSURANCE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH. 2)NAME:DHILAN SHAH LICENSED CPA BUT NOT PRACTICING, INV REL:Y ADDR: AT RESIDENTIAL ADDRESS ON RECORD, NATURE:LICENSED CPA BUT NOT PRACTICING, POSITION:LICENSED CPA BUT NOT PRACTICING, START:11/20/1996 NO HRS/MO:0 NO HRS/MO DUR TRADING:0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-20
  • S66 Uniform Combined State Law Examination
    2018-02-20
Other Names
  • Dhilan N Shah
  • Dhilan Shah
  • Dhilan Dylan Shah
  • Dylan Shah

View on SEC IAPD

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