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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-07 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
2649 South Road Suite 102, Poughkeepsie, NY 12601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Poughkeepsie | NY | 11/2017 | 07/2022 |
| Bank Of The Ozarks | New York | NY | 05/2015 | 11/2017 |
| Rye Youth League | Rye | NY | 03/2017 | 06/2017 |
| Predator Lacrosse | Purchase | NY | 09/2017 | 11/2017 |
| Wells Fargo Advisors Financial Network, Llc | Poughkeepsie | NY | 07/2022 | 04/2026 |
| Arax Advisory Partners, Llc | Poughkeepsie | NY | 04/2026 | Present |
Predator Lacross, not investment related, coach, start date 9/10/2017, 10 hours per month, no hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-05 |
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