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2015 Grand Avenue Suite 100, Des Moines, IA 50312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-12-08 |
Branch Locations
2015 Grand Avenue Suite 100, Des Moines, IA 50312 • United States
1100 North University Avenue Suite 149, Little Rock, AR 72207 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Arkansas At Little Rock | Little Rock | AR | 08/2016 | 05/2018 |
| Thrivent Investment Management | Hot Springs Village | AR | 12/2017 | 12/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2017 | 03/2019 |
| Northwestern Mutual Investment Services Llc | Little Rock | AR | 07/2018 | 03/2019 |
| Mutual Of Omaha Investor Services | Hot Springs | AR | 04/2019 | 12/2020 |
| Mutual Of Omaha Insurance Company | Hot Springs | AR | 04/2019 | 12/2020 |
| Allstate Insurance Co | Hot Springs Village | AR | 12/2020 | 09/2022 |
| The Prudential Insurance Co. Of America | Hot Springs Village | AR | 05/2023 | 02/2024 |
| Pruco Securities, Llc | Hot Springs Village | AR | 05/2023 | 02/2024 |
| Allstate Financial Services, Llc | Bryant | AR | 12/2020 | 09/2022 |
| Raney Financial Services, Llc | Hot Springs | AR | 06/2021 | 05/2023 |
| Altitude Capital Management Llc | Des Moines | IA | 07/2025 | Present |
| Us Postal Service | Hot Springs | AZ | 11/2023 | 06/2025 |
| Gladius Wealth Advisors (Whitney & Associates) | Hot Springs Village | AR | 06/2025 | Present |
| Loan Factory-Mortgage Medics | Hot Springs Village | AZ | 06/2025 | Present |
LOAN FACTORY INC - MORTGAGE MEDICS; HOT SPRINGS VILLAGE, ARIZONA; LOAN ORIGINATOR; INVESTMENT RELATED; SEARCH FOR BEST LOAN FOR CLIENTS, REFINANCING AND CREDIT LINES. INSURANCE AGENT- INVESTMENT RELATED-HOT SPRINGS VILLAGE, ARIZONA, INSURANCE SALES, AGENT, 2009, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-23 |
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