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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-12-14
  • NY RA
    APPROVED
    Since 2023-12-14

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 07/2018 12/2023
The Pennsylvania State University State College PA 08/2013 08/2017
Morgan Stanley New York NY 01/2018 07/2018
Unemployed Glen Head NY 09/2017 12/2017
Raymond James & Associates New York NY 12/2023 Present
  • 07/2018 → 12/2023
    New York, NY
  • 08/2013 → 08/2017
    The Pennsylvania State University
    State College, PA
  • 01/2018 → 07/2018
    New York, NY
  • 09/2017 → 12/2017
    Unemployed
    Glen Head, NY
  • 12/2023 → Present
    Raymond James & Associates
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-20
  • S66 Uniform Combined State Law Examination
    2019-05-20

View on SEC IAPD

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