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Javier Semeria

J.P. Morgan Securities LLC

New York, NY

CRD 6885323

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-08
TX RA APPROVED 2024-11-08
  • NY RA
    APPROVED
    Since 2024-11-08
  • TX RA
    APPROVED
    Since 2024-11-08

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank New York NY 09/2019 02/2021
Ubs Financial Services New York NY 12/2018 06/2019
Ubs Financial Services New York NY 09/2017 12/2018
Clairfield International New York NY 08/2016 07/2017
J.P. Morgan Securities Llc New York NY 02/2022 Present
Morgan Stanley New York NY 11/2021 02/2022
Unemployed New York NY 03/2021 10/2021
Jpmorgan Chase Bank, N.A. New York NY 02/2022 Present
Unemployed New York NY 08/2017 08/2017
  • 09/2019 → 02/2021
    Citibank
    New York, NY
  • 12/2018 → 06/2019
    Ubs Financial Services
    New York, NY
  • 09/2017 → 12/2018
    Ubs Financial Services
    New York, NY
  • 08/2016 → 07/2017
    Clairfield International
    New York, NY
  • 02/2022 → Present
    New York, NY
  • 11/2021 → 02/2022
    Morgan Stanley
    New York, NY
  • 03/2021 → 10/2021
    Unemployed
    New York, NY
  • 02/2022 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2017 → 08/2017
    Unemployed
    New York, NY
Previous Registrations
Other Businesses

Effective 2/7/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-01
  • S66 Uniform Combined State Law Examination
    2019-03-01
Other Names
  • Javier Eduardo Semeria Gonzalez
  • Javier Eduardo Semeria

View on SEC IAPD

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