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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-08 |
| TX | RA | APPROVED | 2024-11-08 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citibank | New York | NY | 09/2019 | 02/2021 |
| Ubs Financial Services | New York | NY | 12/2018 | 06/2019 |
| Ubs Financial Services | New York | NY | 09/2017 | 12/2018 |
| Clairfield International | New York | NY | 08/2016 | 07/2017 |
| J.P. Morgan Securities Llc | New York | NY | 02/2022 | Present |
| Morgan Stanley | New York | NY | 11/2021 | 02/2022 |
| Unemployed | New York | NY | 03/2021 | 10/2021 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 02/2022 | Present |
| Unemployed | New York | NY | 08/2017 | 08/2017 |
Effective 2/7/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-01 |
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