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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-18
  • TX RA
    APPROVED
    Since 2024-06-18

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Houston TX 11/2017 Present
Jpmorgan Securities, Llc. Houston TX 11/2017 Present
Jpmorgan Chase Bank Na Dallas TX 02/2011 11/2017
  • 11/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 11/2017 → Present
    Jpmorgan Securities, Llc.
    Houston, TX
  • 02/2011 → 11/2017
    Jpmorgan Chase Bank Na
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-18
S63 Uniform Securities Agent State Law Examination 2018-02-20
  • S65 Uniform Investment Adviser Law Examination
    2024-06-18
  • S63 Uniform Securities Agent State Law Examination
    2018-02-20
Other Names
  • Peter James Wilson

View on SEC IAPD

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