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51 Madison Avenue, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westwater Research Llc | Phoenix | AZ | 04/2016 | 02/2017 |
| Lucky Brand | Tucson | AZ | 03/2017 | 11/2017 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 12/2017 | 03/2019 |
| John Hancock Investment Management | Tempe | AZ | 04/2019 | 03/2023 |
| Fini's Landing | Tucson | AZ | 01/2017 | 05/2017 |
| T. Rowe Price | San Francisco | CA | 03/2023 | 10/2024 |
| Unemployed | San Francisco | CA | 10/2024 | 11/2025 |
| Jccsf | San Francisco | CA | 11/2025 | Present |
| New York Life Investment Management Llc | San Francisco | CA | 03/2026 | Present |
Jewish Community Center SF; 3200 California St Suite A San Francisco, CA 94118; not investment related; Client Representative; 36 hours per month not during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-09 |
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