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9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-06 |
Branch Locations
9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chapel Hill Tennis Club | Chapel Hil | NC | 05/2016 | 09/2020 |
| Attended College At Elon University | Elon | NC | 08/2016 | 05/2020 |
| Benny Cappella's | Chapel Hill | NC | 02/2019 | 05/2019 |
| Founders Financial Alliance | Chapel Hill | NC | 11/2017 | 06/2020 |
| Founders Financial Alliance | Raleigh | NC | 07/2020 | Present |
| Lpl Financial, Llc | Raleigh | NC | 11/2020 | Present |
1) 5/25/2021- Founders Wealth Advisors, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Raleigh, NC. 2) 5/25/2021- Founders Wealth, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Raleigh, NC. 3) 6/3/2021 - Founders Financial Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/1/21 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 6/3/2021 - Founders Financial Alliance, LLC - DBA: (Hybrid) Founders Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/1/21 - 160 Hours Per Month/1 Hour During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 09/16/2025 - Asset Insure, Inc. - Investment Related - Insurance Agency - Raleigh, NC - Start Date:10/15/2021 - 60 Hrs/Mth - 3 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
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