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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-15
WA RA APPROVED 2024-11-15
  • TX RA
    APPROVED_RES
    Since 2024-11-15
  • WA RA
    APPROVED
    Since 2024-11-15

Branch Locations

3760 Carillon Point, Kirkland, WA 98033-7455 • United States

Bothell, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Bellevue WA 11/2018 11/2024
Merrill Lynch Bellevue WA 11/2017 11/2018
Michael's Automotive Group Bellevue WA 06/2017 11/2017
Front Row Quito 07/2016 12/2016
Unemployed Quito 12/2016 06/2017
Rbc Capital Markets, Llc Seattle WA 11/2024 Present
  • 11/2018 → 11/2024
    Ubs Financial Services
    Bellevue, WA
  • 11/2017 → 11/2018
    Merrill Lynch
    Bellevue, WA
  • 06/2017 → 11/2017
    Michael's Automotive Group
    Bellevue, WA
  • 07/2016 → 12/2016
    Front Row
    Quito
  • 12/2016 → 06/2017
    Unemployed
    Quito
  • 11/2024 → Present
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
  • S66 Uniform Combined State Law Examination
    2019-08-05
Other Names
  • Brigitte Lembo

View on SEC IAPD

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