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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-22
CA RA APPROVED 2002-11-27
  • TX RA
    APPROVED_RES
    Since 2023-08-22
  • CA RA
    APPROVED
    Since 2002-11-27

Branch Locations

2121 Rosecrans Avenue Suite 1300, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Century City CA 11/2002 Present
Previous Registrations
  • 1999-01-21 → 2002-11-26
    Morgan Stanley Dw Inc.
    Manhattan Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-22
S63 Uniform Securities Agent State Law Examination 1998-09-30
  • S65 Uniform Investment Adviser Law Examination
    1998-10-22
  • S63 Uniform Securities Agent State Law Examination
    1998-09-30
Other Names
  • Jamie Lee White

View on SEC IAPD

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