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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-05
NY RA APPROVED 2024-05-07
  • TX RA
    APPROVED
    Since 2024-07-05
  • NY RA
    APPROVED
    Since 2024-05-07

Branch Locations

50 Route 111, Smithtown, NY 11787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Josephs College Patchogue NY 08/2015 08/2017
Unemployed Holbrook NY 08/2017 10/2017
Broadridge Edgewood NY 10/2017 09/2019
E*Trade Securities Llc New York NY 09/2019 06/2020
E*Trade Capital Management, Llc New York NY 09/2019 06/2020
E*Trade Securities Llc New York NY 06/2020 04/2022
E*Trade Capital Management Llc New York NY 06/2020 04/2022
E*Trade Securities Llc Ft. Lauderdale FL 04/2022 04/2022
E*Trade Capital Management Llc Ft. Lauderdale FL 04/2022 04/2022
E*Trade Capital Management Llc Plantation FL 04/2022 10/2023
E*Trade Securities Llc Plantation FL 04/2022 10/2023
Morgan Stanley Plantation FL 01/2023 10/2023
Morgan Stanley Plantation FL 09/2023 10/2023
Morgan Stanley Plantation FL 09/2023 10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 04/2024 Present
Home Depot Inc Patchogue NY 04/2017 06/2017
Zimmer Biomet Latham NY 10/2023 02/2024
Bank Of America, N.A. Melville NY 06/2024 Present
  • 08/2015 → 08/2017
    St Josephs College
    Patchogue, NY
  • 08/2017 → 10/2017
    Unemployed
    Holbrook, NY
  • 10/2017 → 09/2019
    Broadridge
    Edgewood, NY
  • 09/2019 → 06/2020
    E*Trade Securities Llc
    New York, NY
  • 09/2019 → 06/2020
    E*Trade Capital Management, Llc
    New York, NY
  • 06/2020 → 04/2022
    E*Trade Securities Llc
    New York, NY
  • 06/2020 → 04/2022
    E*Trade Capital Management Llc
    New York, NY
  • 04/2022 → 04/2022
    E*Trade Securities Llc
    Ft. Lauderdale, FL
  • 04/2022 → 04/2022
    E*Trade Capital Management Llc
    Ft. Lauderdale, FL
  • 04/2022 → 10/2023
    E*Trade Capital Management Llc
    Plantation, FL
  • 04/2022 → 10/2023
    E*Trade Securities Llc
    Plantation, FL
  • 01/2023 → 10/2023
    Plantation, FL
  • 09/2023 → 10/2023
    Plantation, FL
  • 09/2023 → 10/2023
    Plantation, FL
  • 04/2024 → Present
    Melville, NY
  • 04/2017 → 06/2017
    Home Depot Inc
    Patchogue, NY
  • 10/2023 → 02/2024
    Zimmer Biomet
    Latham, NY
  • 06/2024 → Present
    Bank Of America, N.A.
    Melville, NY
Previous Registrations
  • 2023-09-05 → 2023-10-13
    Plantation, FL
  • 2020-01-17 → 2023-09-05
    Harrisdirect Llc
    New York, NY
    Arlington, VA
    New York, NY
    New York, NY
    Plantation, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-16
  • S66 Uniform Combined State Law Examination
    2020-01-16
Other Names
  • Jake Joseph Cabble

View on SEC IAPD

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