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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-06 |
Branch Locations
3105 Glenwood Ave, Ste 201, Raleigh, NC 27612 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2007-02-16 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | Present |
| Wells Fargo Advisors Financial Network | Raleigh | NC | 04/2026 | Present |
FINRA; INVESTMENT RELATED; WASHINGTON,DC; ARBITRATOR; START DATE 09/01/2019; NUMBER OF HOURS PER MONTH .5; NUMBER OF HOURS DURING TRADING .5; ARBITRATE DISPUTES. RENTAL PROPERTY, INVT RELATED, OAK ISLAND, NC, 100% OWNERSHIP, START DATE 11/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-04 |
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