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Current Employers
Financial & Tax Architects, Llc

12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-18
  • TX RA
    APPROVED
    Since 2025-12-18

Branch Locations

6860 Dallas Pkwy #200 Suite, Plano, TX 75024 • United States

12412 Powerscourt Drive Suite 25, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Dallas TX 11/2017 05/2018
Tanisys Technology Inc-Now Operate At Neosem Technology Inc Austin TX 02/2014 01/2017
Kingdom Estate Realty Llc Plano TX 03/2017 Present
Coppell Realty Llc Coppell TX 06/2016 03/2017
Visenze Pte Ltd Singapore 03/2017 12/2017
Pruco Securities, Llc. Plano TX 06/2018 11/2024
Prudential Insurance Company Of America Plano TX 06/2018 12/2025
Lpl Enterprise, Llc Plano TX 11/2024 12/2025
Financial & Tax Architects, Llc Plano TX 12/2025 Present
  • 11/2017 → 05/2018
    Ameriprise Financial Services Inc
    Dallas, TX
  • 02/2014 → 01/2017
    Tanisys Technology Inc-Now Operate At Neosem Technology Inc
    Austin, TX
  • 03/2017 → Present
    Kingdom Estate Realty Llc
    Plano, TX
  • 06/2016 → 03/2017
    Coppell Realty Llc
    Coppell, TX
  • 03/2017 → 12/2017
    Visenze Pte Ltd
    Singapore
  • 06/2018 → 11/2024
    Plano, TX
  • 06/2018 → 12/2025
    Prudential Insurance Company Of America
    Plano, TX
  • 11/2024 → 12/2025
    Plano, TX
  • 12/2025 → Present
    Plano, TX
Previous Registrations
Other Businesses

Kingdom Estate Realty- Mortgage/Real Estate Services-Licensed Texas Realtor- INV Related-At Plano, TX- Start date 03/01/2017- 20 HRS MTH- 0 HRS During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-30
S63 Uniform Securities Agent State Law Examination 2018-03-28
  • S65 Uniform Investment Adviser Law Examination
    2018-11-30
  • S63 Uniform Securities Agent State Law Examination
    2018-03-28
Designations

View on SEC IAPD

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