Thomas Michael Hippner

168,774 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-05-12
NC	RA	APPROVED	2026-04-03
TX	RA	APPROVED	2025-08-11
NJ	RA	APPROVED	2025-06-03
NY	RA	APPROVED	2025-06-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Garden City	NY	11/2017	03/2019
Checkmate Industries	West Bablyon	NY	06/2017	08/2017
Emt Manufacturing	Westbury	NY	07/2013	10/2017
Bank Of America, N.A.	Garden City	NY	06/2018	03/2019
Charles Schwab & Co., Inc.	New York	NY	04/2019	Present
Charles Schwab Bank, Ssb	New York City	NY	04/2019	05/2025
Schwab Wealth Advisory Inc.	New York City	NY	05/2025	Present

11/2017 → 03/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY
06/2017 → 08/2017

Checkmate Industries

West Bablyon, NY
07/2013 → 10/2017

Emt Manufacturing

Westbury, NY
06/2018 → 03/2019

Bank Of America, N.A.

Garden City, NY
04/2019 → Present

Charles Schwab & Co., Inc.

New York, NY
04/2019 → 05/2025

Charles Schwab Bank, Ssb

New York City, NY
05/2025 → Present

Schwab Wealth Advisory Inc.

New York City, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-07

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