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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-20
  • NY RA
    APPROVED
    Since 2023-07-20

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

New York, NY • United States

Woodstock, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ulster County Kingston NY 12/2016 04/2017
Hult International Business School San Francisco CA 08/2015 09/2016
Unemployed N/A NY 09/2016 11/2016
Hult International Business School Boston MA 05/2017 08/2017
Morgan Stanley Kingston NY 09/2017 01/2018
Morgan Stanley New York NY 01/2018 07/2023
Morgan Stanley Private Bank, N.A. New York NY 03/2018 07/2023
Oppenheimer & Co. Inc. New York NY 07/2023 Present
  • 12/2016 → 04/2017
    Ulster County
    Kingston, NY
  • 08/2015 → 09/2016
    Hult International Business School
    San Francisco, CA
  • 09/2016 → 11/2016
    Unemployed
    N/A, NY
  • 05/2017 → 08/2017
    Hult International Business School
    Boston, MA
  • 09/2017 → 01/2018
    Kingston, NY
  • 01/2018 → 07/2023
    New York, NY
  • 03/2018 → 07/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 07/2023 → Present
    New York, NY
Previous Registrations
Other Businesses

1.20% OWNER OF FAMILY PARTNERSHIP THAT ONLY HOLDS SECURITIES. PLEASE SEE SUPPLEMENTAL DOCS. 2.GLASCO FIASCO-ORGANIZES ANNUAL EVENT BENEFITING SWEET RELIEF MUSICIANS FUND. SPEND ROUGHLY 3 WEEKS PER YEAR ORGANIZING. 3.COMPANY: THE CHANGE AGENCY. ADDRESS: 7002 KENNEDY BLVD. EAST, APT. #25A, NEW JERSEY 07093. START DATE: 4/30/25. NATURE OF BUSINESS: PRIVATE. NAME OF ENTITY: GENERAL BUSINESS CONSULTING. POSITION: BOARD MEMBER. DESCRIPTION OF DUTIES: PROVIDE INFORMATIONAL NON-INVESTMENT RELATED FINANCIAL ADVICE AND GUIDANCE TO COMPANY LEADERSHIP. INVESMENT RELATED: NO. HOURS PER MONTH DEVOTED TO BUSINESS: 1 HOUR. HOURS PER MONTH DEVOTED TO BUSINESS DURING SECURITY TRADING HOURS: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-09
  • S66 Uniform Combined State Law Examination
    2018-01-09
Other Names
  • Jacob Moss
  • Jacob Z Moss
  • Jake Moss

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