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Richard David Martin

Spc

Fridley, MN

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-05-09
  • MN RA
    APPROVED
    Since 2023-05-09

Branch Locations

7362 University Ave Suite 202, Fridley, MN 55432 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Sarasota FL 11/2017 03/2019
The Landmark Hotel & Restaurant Pikeville KY 02/2017 05/2017
University Of Pikeville Pikeville KY 08/2013 05/2017
Unemployed Sarasota FL 05/2017 11/2017
Apex Systems (Usaa) Colorado Springs CO 07/2019 02/2020
Capital Bank Sarasota FL 03/2019 07/2019
Unemployed Sarasota FL 02/2020 10/2020
Capital Group Companies - American Funds San Antonio TX 10/2020 01/2021
American Funds San Antonio TX 01/2021 12/2022
Parkland Securities, Llc Ann Arbor MI 12/2022 Present
Sigma Planning Corporation Ann Arbor MI 05/2023 Present
  • 11/2017 → 03/2019
    Sarasota, FL
  • 02/2017 → 05/2017
    The Landmark Hotel & Restaurant
    Pikeville, KY
  • 08/2013 → 05/2017
    University Of Pikeville
    Pikeville, KY
  • 05/2017 → 11/2017
    Unemployed
    Sarasota, FL
  • 07/2019 → 02/2020
    Apex Systems (Usaa)
    Colorado Springs, CO
  • 03/2019 → 07/2019
    Capital Bank
    Sarasota, FL
  • 02/2020 → 10/2020
    Unemployed
    Sarasota, FL
  • 10/2020 → 01/2021
    Capital Group Companies - American Funds
    San Antonio, TX
  • 01/2021 → 12/2022
    American Funds
    San Antonio, TX
  • 12/2022 → Present
    Parkland Securities, Llc
    Ann Arbor, MI
  • 05/2023 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
Other Businesses

1. Martin Financial Professional Corporation DBA Financial LifeLab, Fridley, MN. Offering financial services through Parkland Securities LLC and SPC. Start date: 7/1/25, approx. 180 hrs/mo, all during mkt hrs. INV REL: Y 2. Investment Advisor Representative, Sigma Planning Corporation. INV REL: Y 3. Provide notary services on an as-needed basis. Commission began 12/4/2022. INV REL: N

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-09
  • S66 Uniform Combined State Law Examination
    2018-03-09
Designations
Other Names
  • Ricky David Martin

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