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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-19 |
Branch Locations
7362 University Ave Ne Suite 115, Fridley, MN 55432 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 07/2005 | 03/2019 |
| Woodbury Financial Services, Inc. | Fridley | MN | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Fridley | MN | 01/2024 | Present |
1. UPPER HAY GETAWAY POSITION: OWNER NATURE: VACATION HOME, RENTAL PROPERTY INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 33460 SOUTH OAK DRIVE, PEQUOT LAKES MN 56472, United States DESCRIPTION: RENTAL PROPERTY MANAGEMENT 2. DOREEN E SCHMIDT INVESTMENTS AND INSURANCE - NOTARY POSITION: AGENT NATURE: SERVICE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2002 ADDRESS: 7362 UNIVERSITY AVENUE NE, SUITE 115, FRIDLEY MN 55432, United States DESCRIPTION: NOTARY PUBLIC 3. DOREEN E SCHMIDT INVESTMENTS AND INSURANCE POSITION: AGENT NATURE: SALES AND SERVICE INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/01/2005 ADDRESS: 7362 UNIVERSITY AVENUE NE, SUITE 115, FRIDLEY MN 55432, United States DESCRIPTION: FIXED INSURANCE BUSINESS; LIFE, HEALTH, DISABILITY, MNSURE, MEDICARE SUPPLEMENTS, DENTAL AND VISION. 4. DOREEN DESIGN POSITION: Owner NATURE: Sole Proprietorship w/DBA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2023 ADDRESS: 11450 Stoneridge Cir, Dayton MN 55327, United States DESCRIPTION: Original artwork sold on Etsy
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-05-13 |
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