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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-16
  • MN RA
    APPROVED
    Since 2014-01-16

Branch Locations

209 74Th Ave N, Minneapolis, MN 55444 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2004 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.2-STEVE AND MICHELLE BRANHAM;BROOKLYN PARK, MN. OWN AND MANAGE WITH MY WIFE A SINGLE FAMILY RESIDENCE/RENTAL PROPERTY SINCE 12/12/08. 2 HRS/MNTHLY AND 0 DURING TRADE HRS. 2) STEVE AND MICHELLE BRANHAM, 209 74TH AVE N, BROOKLYN PARK, MN 55444 ; BEGAN 12/12/2008 ; AS OWNER ; NOT INVESTMENT RELATED ; DEVOTES 2 HRS/MO ; NONE DURING TRADING HOURS. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/01/2004

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-07
  • S63 Uniform Securities Agent State Law Examination
    1990-08-07
Other Names
  • Steve Branham

View on SEC IAPD

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