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111 West 33Rd Street Unit 1410, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-10-06 |
Branch Locations
111 West 33Rd Street Unit 1410, New York, NY 10001 • United States
Fontana, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Wisconsin Whitewater | Whitewater | WI | 05/2016 | 05/2022 |
| Goldstein Advisors | Madison | WI | 11/2017 | 11/2024 |
| Unemployed | Fontana | WI | 11/2024 | 02/2025 |
| Ameriprise Financial Services Inc | Middleton | WI | 11/2017 | 10/2019 |
| Kestra Investment Services | Austin | TX | 11/2022 | 11/2024 |
| Securities America Inc | Middleton | WI | 10/2019 | 11/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2025 | 09/2025 |
| Northwestern Mutual Investment Services Llc | Waukesha | WI | 07/2025 | 09/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2025 | 09/2025 |
| Savvy | Fontana | WI | 10/2025 | Present |
**Sharpe Wealth; investment related; marketing name for financial services, the DBA for employment at Savvy; 03/03/2026; Fontana, WI; Owner; same hours as role at Savvy, this is the DBA for this role. **Rock Central, Inc.; noninvestment related; Music Director; 04/16/2026; 10 hours a month, 0 during trading; Music Director for the Adult Group on Thursday nights. **First Connect; noninvestment related; representative; May 4, 2026; 1-2 hours a month during trading; personal lines property and casualty insurance services **Meridian Digital Assets, Inc., investment related, Fontana WI, technology platform for RIA's digital asset recommendation, Cofounder, President, COO, 03/13/2026, 15 hrs (0 during trading), role focuses on operations, commercialization strategy, and RIA relationships.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-26 |
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