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Suzanne Dale Rismiller

Oppenheimer & Co. Inc.

Houston, TX

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-11
  • TX RA
    APPROVED
    Since 2018-06-11

Branch Locations

711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc Houston TX 11/2017 Present
Grenoble Ecole De Management Grenoble 09/2016 10/2017
  • 11/2017 → Present
    Oppenheimer & Co. Inc
    Houston, TX
  • 09/2016 → 10/2017
    Grenoble Ecole De Management
    Grenoble
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-09
  • S66 Uniform Combined State Law Examination
    2018-06-09
Designations

View on SEC IAPD

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