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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-10
NC RA APPROVED 2018-02-05
  • TX RA
    APPROVED
    Since 2023-10-10
  • NC RA
    APPROVED
    Since 2018-02-05

Branch Locations

102-B E Second St, Kenly, NC 27542 • United States

2231 Nash St Nw Ste A, Wilson, NC 27896 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Kenly NC 10/2017 Present
Johnston County Environmental Health Smithfield NC 05/2008 09/2017
  • 10/2017 → Present
    Kenly, NC
  • 05/2008 → 09/2017
    Johnston County Environmental Health
    Smithfield, NC
Other Businesses

1) 11/22/2017 - Faber Investment & Insurance Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s - start: 11/2017 - 160 hr/mth. 2) 7/31/2018 - Crump Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 06/25/2018 - 4 Hours Per Month/2 Hours During Securities Trading. 3) 08/06/2024 - Island Rascal Properties, LLC - Real Estate Rental - Investment Related - Wilson, NC - Start Date 07/23/2024 - 4 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-31
  • S66 Uniform Combined State Law Examination
    2018-01-31
Designations
Other Names
  • William J Faber
  • William Job Faber

View on SEC IAPD

Other Firms

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