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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Raleigh | NC | 11/2014 | 11/2024 |
| Prudential Insurance Company Of America | Raleigh | NC | 11/2014 | Present |
| Lpl Enterprise, Llc | Selma | NC | 11/2024 | Present |
1.11/01/2024; 2B FARMS INC; Cow and calf breeding operation; uYES inv related; 20 hr/mo non trading; 0 hr/mo trading; 05/01/2004 2B FARMS INC~609 NAPOLEON RD, SELMA, NC 27576~CATTLE FARM~N~OWNER~1/2004~10 HRS/MO~0 TRADING HRS/MO|5B FARMS INC~609 NAPOLEON RD., SELMA, NC 27576~LAND RENTAL~N~OVERSEER~1/2002~2 HRS/MO~0 TRADING HRS/MO|5B RENTALS INC~609 NAPOLEON RD, SELMA, NC 27576~RESIDENTIAL LOT RENTAL~N~OVERSEER~01/2002~2 HRS/MO~0 TRADING HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-24 |
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