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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-06-22 |
| NJ | RA | APPROVED | 2017-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 10/2010 | 01/2017 |
| Lpl Financial, Llc | Eaton | NJ | 01/2017 | Present |
1. 01/09/2017 - AUREA WANGERIEN/ NON-VARIABLE INSURANCE/ 2%/ TINTON FALLS, NJ 2. 6/27/2018 - A. Wangerien LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date:07/02/2018 - 0 Hours Per Month/0 Hours During Trading - Business Entity For Tax/Investment Purposes Only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-17 |
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