Aurea Estelle De La Cruz Wangerien

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 01/2017
  Edward Jones
  St. Louis, MO
• 01/2017 → Present
  Lpl Financial, Llc
  Eaton, NJ

Previous Registrations

• 2010-10-15 → 2017-01-10
  Edward Jones
  Middletown, NJ
  Shrewsbury, NJ
• 2003-12-16 → 2010-10-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Eatontown, NJ
  Red Bank, NJ
  Red Bank, NJ

Other Businesses

1. 01/09/2017 - AUREA WANGERIEN/ NON-VARIABLE INSURANCE/ 2%/ TINTON FALLS, NJ 2. 6/27/2018 - A. Wangerien LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date:07/02/2018 - 0 Hours Per Month/0 Hours During Trading - Business Entity For Tax/Investment Purposes Only.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-15
• S63 Uniform Securities Agent State Law Examination
  1987-03-17

Other Names

• Aurea Estelle Delacruz
• Aurea Estelle De La Cruz
• Aurea E. Wangerien