Best Investors
Account
Sign in
801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 03/2017 | Present |
| Secu Life Insurance Company | Raleigh | NC | 03/2017 | Present |
| State Employees' Credit Union | Wendell | NC | 10/2013 | Present |
| Credit Union Investment Services | Raleigh | NC | 07/2017 | Present |
| Members Trust Company | Tampa | FL | 11/2018 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services Specialist. START DATE 10/2013. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU*RE, INC. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: REAL ESTATE. TITLE: BROKER. START DATE: 3/2017. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: NOVEMBER, 2018. TITLE: TRUST REP. Room rental. Address: 1433 Slate Ridge Rd, Knightdale, NC 27545. Nature: rental of room in primary residence. Title: Homeowner. Start date: 12/15/2019. Devote no time to other business during securities trading hours or otherwise. Duties: co-owner's family member is renting a room in primary home.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-18 |
Reach out to this advisor