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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-09-18
  • NC RA
    APPROVED
    Since 2017-09-18

Branch Locations

605 Wendell Blvd, Wendell, NC 27591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 03/2017 Present
Secu Life Insurance Company Raleigh NC 03/2017 Present
State Employees' Credit Union Wendell NC 10/2013 Present
Credit Union Investment Services Raleigh NC 07/2017 Present
Members Trust Company Tampa FL 11/2018 Present
  • 03/2017 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 03/2017 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 10/2013 → Present
    State Employees' Credit Union
    Wendell, NC
  • 07/2017 → Present
    Raleigh, NC
  • 11/2018 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services Specialist. START DATE 10/2013. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU*RE, INC. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: REAL ESTATE. TITLE: BROKER. START DATE: 3/2017. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: NOVEMBER, 2018. TITLE: TRUST REP. Room rental. Address: 1433 Slate Ridge Rd, Knightdale, NC 27545. Nature: rental of room in primary residence. Title: Homeowner. Start date: 12/15/2019. Devote no time to other business during securities trading hours or otherwise. Duties: co-owner's family member is renting a room in primary home.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-18
S63 Uniform Securities Agent State Law Examination 2017-07-18
  • S65 Uniform Investment Adviser Law Examination
    2017-09-18
  • S63 Uniform Securities Agent State Law Examination
    2017-07-18
Other Names
  • Jennifer Nicole Howard

View on SEC IAPD

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